Financial Perspectives - Investment Advisers

About Financial Perspectives

Financial Perspectives, Inc. is an investment adviser headquartered in Minneapolis, Minnesota, and is one of the investment advisers in Minnesota. The firm reports regulatory assets under management of $1.17 billion and has 14 employees. It operates as a full-service wealth management practice that offers financial planning alongside investment advisory services. The firm was founded in 1985 by Michael T. Dugan, who aimed to build a wealth management business based on integrity and honesty. After his death in 2005, his brother Dan took over leadership. The firm describes itself as family-run. In 2010 it changed broker/dealers, which allowed it to add investment advisory services to its financial planning work. Its process starts with understanding a client's situation, followed by building a financial plan that covers accumulating, preserving, and passing on wealth. The firm's president has said that growth has come largely from referrals by existing clients. Other firms of this type are listed in the directory of US investment advisers. --- Note: Only two link slots were provided, so the text includes two links rather than the three to five requested.

Key Facts

Assets Under Management

$1.17B

Employees

14

SEC File Number

801-97343