Simplicity Wealth - Investment Advisers

About Simplicity Wealth

Simplicity Wealth is an SEC-registered investment adviser based in Summit and is one of several investment advisers in New Jersey. The firm manages $4.27 billion in regulatory assets and employs 424 people. It specializes in providing retirement planning and investment advisory services to individuals and couples at various wealth levels, customizing strategies to each client's unique circumstances, timeline, and risk tolerance. The firm's investment team is led by Chief Investment Officer Tom Rozman, a Chartered Financial Analyst and Chartered Alternative Investment Analyst. Rozman previously served as president and chief investment officer of Sawtooth Solutions and worked in institutional sales and trading at Merrill Lynch. Simplicity Wealth also offers insurance, consulting, and education services through Taylor Wealth and Insurance, a separate, unaffiliated entity.

Key Facts

Assets Under Management

$4.27B

Employees

424

SEC File Number

801-114798