Protocol Wealth, LLC - Investment Advisers

About Protocol Wealth, LLC

Protocol Wealth is an SEC-registered investment adviser headquartered in Denver, Colorado, and is one of the investment advisers in Colorado in this directory. The firm reports $127.1 million in regulatory assets under management and has three employees. It is a newer firm, formed to bring together the backgrounds of its principals in investment management, compliance, technology, and financial planning. The firm serves complex families, founders, business owners, executives, and entities. Its process coordinates investments, liquidity, tax and estate matters, custody and access, entity decisions, and risk across traditional and digital assets where relevant. Planning starts with the client's obligations and objectives before portfolio decisions are made, and the process is documented and reviewable. Every client relationship is covered by at least two advisors under a signed advisory agreement. The leadership team includes a managing partner who serves as chief compliance officer, a managing partner who serves as chief investment officer, and a principal who leads technology and serves as chief technology officer and chief information security officer. Each has a registration history in the financial industry. The firm is also listed in the directory of US investment advisers.

Key Facts

Assets Under Management

$127.1M

Employees

3

SEC File Number

801-132382