Oriental Trust - Investment Advisers

About Oriental Trust

Oriental Trust is an investment adviser headquartered in San Juan, Puerto Rico, whose legal name is Oriental Bank. The firm reports $322.61 million in regulatory assets under management and has nine employees. It is included among investment advisers in Puerto Rico and appears in the directory of US investment advisers. The firm's materials describe the DGI Family of Funds, which investors can select according to their goals and risk tolerance. The funds are designed to pursue moderate growth while managing volatility through diversification, and some are offered in share classes with withholding or non-withholding options. Investments in the funds are classed as Puerto Rico holdings for U.S. federal estate tax purposes. The DGI U.S. Government Money Market Fund seeks to keep its share value at $1.00 but cannot guarantee it, and it is not insured by the FDIC. The funds are distributed by Northern Lights, LLC, a FINRA and SIPC member that Oriental Bank states it is not affiliated with. The materials note that investing involves risk, including possible loss of principal, and that no investment strategy is guaranteed to meet its objectives.

Key Facts

Assets Under Management

$322.61M

Employees

9

SEC File Number

801-121169