North Capital - Investment Advisers

About North Capital

North Capital, Inc. is an investment adviser headquartered in Salt Lake City, Utah, and is one of the investment advisers in Utah in this directory. It is registered with the SEC and reports $365.76 million in regulatory assets under management. The firm was founded in 2008 by Jim Dowd, who had previously worked for more than 20 years as an institutional asset manager. North Capital focuses on advisory services for private markets, including alternative investments such as real estate, hedge funds, private equity, private debt, venture investments, and crypto. It offers two non-discretionary options: a managed portfolio program that builds a custom allocation subject to client approval, and a select option in which the team assesses specific investments a client has chosen and makes recommendations. The firm acts as a fiduciary on a fee-only basis and does not take commissions on recommended investments. The firm's affiliate, North Capital Private Securities, is a separate registered broker-dealer that provides transaction technology and brokerage services and does not give investment advice. Since 2017, the group has also been involved in tokenized securities. For comparison, other advisers are listed in the directory of US investment advisers.

Key Facts

Assets Under Management

$365.76M

Employees

12

SEC File Number

801-110598