Brook Capital - Investment Advisers

About Brook Capital

Brook Capital is an investment adviser headquartered in Brookfield, Wisconsin, and is listed in the directory of US investment advisers. Its legal name is Ramiah Investment Group, Inc. The firm was founded under that name before adopting the Brook Capital brand. Ramu Ramiah started it after a 12-year career at Prudential Securities, with the aim of offering clients more focused and independent services. The firm has five employees and reports $283.31 million in regulatory assets under management. Its services cover areas such as retirement plan design, tax and estate questions, college funding, risk analysis, and second opinions on existing financial plans. The firm describes its approach as built on integrity and long-term relationships, and it says it has clients in 62 countries. Brook Capital is one of the investment advisers in Wisconsin in this directory. Its published materials include a Client Relationship Summary and point visitors to FINRA's BrokerCheck to review the background of its investment professionals. Note: only two link slots were provided, so the text includes two links rather than the three to five requested.

Key Facts

Assets Under Management

$283.31M

Employees

5

SEC File Number

801-67415